This University Handbook for Appointed Personnel (UHAP) is an official publication of The University of Arizona. It implements Arizona Board of Regents policy and promulgates rules and information pertaining to appointed personnel of The University of Arizona. The term "appointed personnel" includes faculty members, academic and service professionals, and administrators, as defined herein (see chapters 3, 4, and 5 respectively). All appointed personnel are subject to and governed by the relevant provisions of UHAP.
This version of UHAP supersedes the University Handbook for Appointed Personnel (First Edition, 1988; and Second Edition, 1995) and may be amended from time to time in accordance with policy changes made by the Arizona Board of Regents and The University of Arizona.
Questions concerning the interpretation of any section in this Handbook should be directed to Human Resources.
revised 1/2000, 2/2016
The University of Arizona is an equal opportunity, affirmative action institution. The University does not discriminate on the basis of race, color, religion, sex (including pregnancy), national origin, age, disability, veteran status, sexual orientation, gender identity, or genetic information in its programs and activities. The following persons have been designated to handle inquiries regarding the nondiscrimination policies:
Deputy Title IX Coordinator for Faculty and Staff
Mary Beth Tucker
Office of Institutional Equity
Chief Compliance Officer and Title IX Coordinator
University Services Building
Phone (520) 621-9438
ADA/504 Compliance Officer
Amanda Kraus
Disability Resource Center
Executive Director, Disability Resource Center
El Portal Building, Room 304
Phone (520) 621-6501
Anyone who believes they experienced sexual harassment or discrimination should call the Office of Institutional Equity (OIE) to be connected to an individual with expertise in these areas for advice on handling the situation and information on filing a complaint. The University’s nondiscrimination policies, including sexual harassment, are available on the OIE website (http://equity.arizona.edu/).
- UHAP Definitions
- Chapter 1: Introduction
- Chapter 2: General Policies of the University
- Chapter 3: Personnel Policies and Procedures for Faculty
- Chapter 4: Personnel Policies and Procedures for Academic and Service Professional Employees
- Chapter 5: Personnel Policies and Procedures for Administrative Personnel
- Chapter 6: Grievances and Hearings
- Chapter 7: Academic Policies and Related Information
- Chapter 8: Leaves
- Chapter 9: Repealed
- Chapter 10: Benefits
- Chapter 11: Repealed
- Chapter 12: Conditions of Postdoctoral Service
Chapter 1: Introduction
1.01 Repealed
1.02 Role of Appointed Personnel Policy
1.03 Repealed
Chapter 2: General Policies of the University
2.02 Alcohol Policy and Regulations
2.03 Death and Injury Reports Policy
2.04 Seeking Advanced Degrees Policy
2.05 Family Educational Rights and Privacy Act of 1974 (FERPA)
2.06 Employment Policies
- 2.06.01 Appointment Procedures - Retired
- 2.06.02 Labor Union Membership - Administratively Retired
- 2.06.03 Hours of Employment Policy
- 2.06.04 Employee Information: Provision of Name, Address, Highest Degree Policy
- 2.06.05 Absences from Duty Policy
- 2.06.06 Consulting or Other Outside Employment Policy
- 2.06.07 Supplemental Work for the University Policy
- 2.06.08 Conflicts of Interest & Commitment Policy
- 2.06.09 Employment Eligibility and Identity and Social Security Policy
- 2.06.10 Selective Service Registration Policy
- 2.06.11 Loyalty Oath Policy
- 2.06.12 Licensing/Certification Requirements Policy
- 2.06.13 Recruitment Policy
- 2.06.14 Noncompetitive Selection Policy
- 2.06.15 Repealed. Refer to the Employee Resources - Payroll website for more information on paydays and paychecks.
- 2.06.16 Collections and Garnishments Policy
- 2.06.17 Criminal Offense Convictions Policy
2.07 Facilities, Equipment, and Supplies
- 2.07.01 General Policies
- 2.07.02 Repealed
- 2.07.03 Equipment and Supplies: Purchases, Inventory, Surplus, Disposal, Loss Reports Policy
- 2.07.04 Approved Use of University Computing and Communication Equipment Policy
- 2.07.05 Acceptable Use of Computers and Networks Policy
- 2.07.06 Misuse of University Assets Policy
- 2.07.07 Repealed
2.08 Repealed
2.09 Gifts to the University: Solicitation and Receipt Policy
2.10 Political Activity Policy
2.12 Public Service by Employees Policy
2.13 Research-Related Policies
2.14 Repealed
2.15 Sales Solicitations (On-Campus) Unrelated to University Business Policy
2.16 Sexual Harassment - Repealed; merged into Nondiscrimination & Anti-Harassment Policy
2.17 Smoking and Tobacco Policy
2.18 Visiting Scholars and University Guests Policy
2.19 Protection of Employees from Reprisal for Whistleblowing Policy
2.21 Workplace Violence Policy
2.22 Fair Labor Standards Act and Overtime Policy
2.23 Pre-Employment Screening Policy
2.24 Visitors in the Workplace Policy
2.25 Ineligibility for Reemployment or Professional Affiliation Policy
2.26 Interactions with Non-Enrolled Minors Policy
2.27 Religious Accommodation Policy
2.28 Access to and Release of Personnel Records and Information Policy
Chapter 3: Personnel Policies and Procedures for Faculty
3.1 Duties and Appointments of Faculty Policy
3.2 Annual Performance Reviews of Faculty Policy
3.3 Promotion and Tenure Policy
3.4 Suspensions and Terminations of Faculty Appointments Policy
Chapter 4: Personnel Policies and Procedures for Academic and Service Professional Employees
This chapter covers the conditions of employment for professional employees whose Notices of Appointment specify they are academic or service professional employees. As detailed in Arizona Board of Regents Policy Manual (ABOR-PM) 6-301 and 6-302, academic professional employees are non-classified employees involved with research or teaching programs who require professional and intellectual freedom and who report to a person below the level of vice president, including librarians, cooperative extensionists, museum curators, and researchers. As detailed in ABOR-PM 6-301 and 6-303, service professionals are non-classified employees whose professional activities support the mission of the Board of Regents (hereafter "Board") and the University in one or more of the following ways: applying specialized, technical or advanced knowledge or experience that typically requires formal advanced education; performing creative, innovative, or imaginative work; providing middle to upper-level management of operations through the direct leadership of personnel; having significant impact on the selection of employees, compensation, or evaluation of employees; planning and effectiveness of the work environment; making independent decisions in matters of significance at the University; and exercising professional discretion and expertise.
The Notice of Appointment or Reappointment is the University's official employment contract. The President or the President's designee will determine the type of appointment for academic and service professional employees. The Notice of Appointment for academic professional employees will designate whether they are "continuing-eligible," "continuing status," "limited appointment," "year-to-year," or "multiple-year." The Notice of Appointment for service professional employees will designate whether their appointment is "academic year," "fiscal year," or "limited appointment." Renewals of appointments for all academic professional employees on academic year appointments occur on or about August 15. Renewals of appointments for professional employees on fiscal year appointments occur on July 1. No oral or written communication made prior to or after the execution of a Notice of Appointment or Reappointment that is inconsistent with the Conditions of Service for Academic and Service Professionals in ABOR-PM 6-301, et seq. or University Policy will become a part of the conditions of employment. Appointments and renewals of appointments will be for the period designated in the Notice of Appointment or Reappointment. Appointments become effective when approved by the President. Academic and service professional employees may hold multiple appointments. However, the total appointments can be no more than one full-time equivalent.
If an appointment depends on funding from a source other than state appropriations, that fact will be stated in the Notice of Appointment or Reappointment. Such appointments may be reduced in FTE and/or salary or terminated to the extent the nonstate funding is no longer available. Termination based on lack of funding does not apply to continuing status appointments.
If academic or service professional employees require a license or certification to complete their duties, their appointments are conditional upon obtaining and maintaining the license or certification.
All references to the President in this chapter will include the President's designee.
6-301. Conditions of Service for Academic and Service Professionals
6-302 Conditions of Service for Academic Professionals
6-303 Conditions of Service for Service Professionals
Rev. 8/23/2016
Chapter 4A: Personnel Policies and Procedures for Continuing Status and Continuing-Eligible Academic Professional Employees
4A.3 Promotion and Continuing Status Policy
Chapter 4B: Personnel Policies and Procedures for Academic Professional Employees
4B.1 Duties and Appointments of Academic Professional Employees Policy
4B.2 Annual Performance Reviews of Academic Professional Employees Policy
4B.4 Suspensions and Terminations of Academic Professional Appointments Policy
Chapter 4C: Personnel Policies and Procedures for Service Professional Employees
4C.1 Duties and Appointments of Service Professional Employees Policy
4C.2 Annual Performance Reviews of Service Professional Employees Policy
4C.3 Career Advancement for Service Professional Employees Policy
4C.4 Suspensions and Terminations of Service Professional Appointments Policy
Chapter 5: Personnel Policies and Procedures for Administrative Personnel
5.1 Duties, Appointments, and Compensation of Administrative Personnel Policy
5.2 Annual Performance Reviews of Administrative Personnel Policy
5.3 Five-Year Reviews of Administrative Personnel Policy
5.4 Suspensions and Terminations of Administrative Appointments Policy
Chapter 6: Grievances and Hearings
Chapter 7: Academic Policies and Related Information
7.01 Professional Conduct Policy
7.02 Curriculum and Academic Programs Policy
7.03 Student Enrollment Policy
7.05 Removal of Students for Disturbances Policy
7.06 Withdrawals and Undergraduate Leaves of Absence Policy
7.08 Grading, Examinations, and Academic Standing Policy
7.08.08 Undergraduate Course Syllabus Policy
7.09 Resolution on College Governance Policy
Chapter 8: Leaves
8.01 Vacations and Holiday Leaves
8.02 Health-Related Leaves
- 8.02.01 Sick Time Policy
- 8.02.02 Bereavement Leave Policy
- 8.02.03 Accident and Injury Leave - Administratively Retired
- 8.02.04 Compassionate Transfer of Leave Policy
- 8.02.05 Leave for the Purpose of Bone Marrow or Organ Donation Policy
8.03–8.04 Other Leaves
- 8.03.02 Sabbatical Leave Policy
- 8.03.03 Externally Supported Research Assignments Policy
- 8.04.01 Faculty Leaves of Absence Policy
- 8.04.02 Medical Leave - Administratively Retired; refer to the Federal Family and Medical Leave Policy
- 8.04.03 Military Duty Leaves Policy
- 8.04.04 Political or Other Employment Leave Policy
- 8.04.05 Education Leave Policy
- 8.04.06 Federal Family and Medical Leave Policy
- 8.04.07 Victim's Leave Policy
- 8.04.08 Jury Duty and Material Witness Leave Policy
- 8.04.09 University-Designated Emergency Leave Policy
- 8.04.10 Voting Leave Policy
- 8.04.11 Paid Time Off for Volunteer Services Policy
8.05 Temporary Alternative Duty Assignment Policy
8.06 Light-Duty Placement Policy
Chapter 9: Repealed
Chapter 10: Benefits
10.01 Group Insurance and Benefit Programs Policy
10.04 Workers' Compensation Insurance Policy
10.05 Unemployment Insurance - Retired
10.06 Repealed
10.07 Repealed
10.08 Continuing Professional Development Policy
10.09 Qualified Tuition Reduction Policy
10.10. Repealed